FREE EXCEL WORKBOOK

DORA Gap Analysis Starter

The 50 controls a supervisor reaches for first, in an editable Excel workbook. Capture the evidence, record the status, give every gap an owner and a date.

50 controls 5 DORA pillars Editable Excel workbook Free · no card required

What You'll Get

The 50 controls that get asked about first

Drawn from the same requirement set as our full workbook, filtered down to the obligations that apply to every financial entity: 20 on ICT risk management, 10 on incident management, 7 on resilience testing, 11 on third-party risk, 2 on information sharing.

Evidence first, opinion second

Each row asks for the evidence reference before the status: the policy ID, the register entry, the test report URL. Supervisors do not assess intent, they assess artefacts. An empty evidence cell is a non-compliance.

Every control carries its article

The DORA article is on the row, next to the requirement and the evidence a supervisor expects to see for it. No cross-referencing the regulation in another window.

Owner and deadline on the same row

Status, gap description, remediation action, owner and date sit in one line, with a filter across the whole sheet. A finding without a name and a date against it is not being fixed.

Plain Excel, no macros

Opens in Excel, LibreOffice and Google Sheets. Nothing to enable, nothing to install, and it prints one page wide if you need it on paper for a working session.

What it deliberately does not do

No maturity scoring, no scope filtering, no dashboard, no self-filling action plan. This workbook records where you stand. Measuring it, and reporting it to a board, is the full Gap Analysis Pack below.

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Inside the workbook

Three tabs. No macros, no hidden sheets, nothing to enable.

📖

Start here

  • How to run the assessment in 2-3 sessions
  • Why the evidence reference comes first
  • What this free workbook does not do

Assessment

  • 50 controls, one per row, filterable
  • DORA article and the evidence expected
  • Status dropdown: compliant, partial, non-compliant, N/A
  • Evidence reference, gap, remediation action
  • Owner and deadline on the same row
🔓

Full version

  • Exactly what the paid workbook adds
  • Side-by-side, so you can judge before paying

When recording it is no longer enough

The starter tells you what you have. The full Gap Analysis Pack tells you where you stand, and gives you the guide and the report template to hand the result to a board or a client.

Free

Gap Analysis Starter

€0
  • 50 controls, the ones supervisors open with
  • Evidence reference, status, gap, action
  • Owner and deadline per row
  • Every control applies to every reader
  • No maturity scoring
  • No dashboard or heatmap
  • You write the action plan yourself
The form above. No card required.