Africa · US · UK · GCC

DORA for Non-EU Financial Firms

You are outside the EU, so DORA feels like someone else's regulation. Increasingly, it is not — and the first time many firms find out is during an EU client's due-diligence questionnaire. Here is exactly how DORA reaches you, what your EU partners will require, and how to get ready.

Check your exposure (2 min) Free templates & tools

Does DORA apply to me if I'm non-EU?

DORA is an EU regulation, but it does not stop at the EU border. A non-EU financial firm is pulled in through one of four routes:

1. EU branch or subsidiary

Any entity authorised in an EU member state is in scope for its EU activities — the classic post-Brexit UK setup, and any US/African/GCC group with an EU foothold.

2. You're the parent

As the non-EU parent of an EU financial entity you can't run one "group" programme and call it done — each EU entity must comply on its own, but you set the oversight.

3. You supply ICT to EU finance

DORA flows down through your contracts (Articles 28-30), and the largest providers can be designated for direct EU oversight (CTPP).

4. Contractual flow-down

Your EU clients are legally required to push DORA clauses onto you at renewal — accept them, or lose the account.

Not sure which applies to you? Our free DORA exposure check for non-EU groups gives you an answer in five questions — or read the full breakdown in Is your non-EU firm exposed to DORA?

What will my EU partners require of me by contract?

If you provide ICT services to EU financial entities, DORA obliges them to impose specific terms on you (Articles 28-30). Expect a due-diligence questionnaire covering:

Service & data terms

Full service description, service levels, and the locations where services run and data is stored (Art. 30(2)).

Audit & access rights

Unrestricted audit, access and inspection rights for the client and its supervisor (Art. 30(3)).

Incident cooperation

Incident notification SLAs and support for the client's 4h / 72h / 1-month reporting (Art. 19, 30).

Exit & sub-outsourcing

Documented exit strategy, data portability, and disclosure/controls on sub-outsourcing chains.

The fastest way to get ahead of this is to fill in the questionnaire before a client sends it. Grab the editable Excel below, or read the full supplier guide to Articles 28-30.

By region

🌍 Africa

African banks, payment institutions and fintechs are pulled in via EU correspondent and remittance relationships, EU subsidiaries, and as ICT/data providers to EU financial entities. Serving EU clients or running an EU-authorised entity puts DORA on your desk.

Check your exposure →

🇺🇸 US & UK

US and post-Brexit UK banks and funds with an EU branch or subsidiary are in scope for their EU operations. US/UK ICT and SaaS providers to EU finance face Article 28-30 flow-down and possible CTPP designation.

Read the full guide →

🕌 GCC

GCC banks, investment firms and payment providers with EU branches or EU-facing services — and GCC technology providers serving EU financial entities — are exposed through the same routes, direct and contractual.

Detailed scope check →

Free resources to get ready

Practitioner templates and tools — the questionnaire and roadmap are free editable Excel files (work email required).

Lead magnet · Excel

DORA ICT Third-Party Questionnaire

The exact questionnaire your EU clients will send you, mapped to Articles 28-30. Fill it in first and turn the contract review into a formality.

Get the questionnaire
Lead magnet · Excel

DORA Compliance Plan 18-24 months

A phased implementation roadmap across the five pillars, with month windows, deliverables, owners and status tracking.

Get the roadmap
Free tool

Exposure check

Five questions to see whether DORA reaches your group and through which route. No signup.

Run the check
Free certification

DORA Fundamentals

Get your team fluent, including the third-country dimension. Self-paced, verifiable certificate.

Start free

Need it validated fast? DORA Flash Audit (2-3 days)

A focused, expert review of your DORA readiness and your exposure to EU-partner requirements, with a prioritised remediation backlog and an 18-24 month roadmap — delivered in 10 business days. Ideal for non-EU groups standing up an EU entity or answering EU client due diligence.

Productised engagement

DORA Flash Audit — 3,500€ excl. VAT

Kick-off call, document review, gap analysis across the five pillars + Art. 28-30, written report (PDF + Word), roadmap, and two follow-up calls.

Book the Flash Audit
Risk-free entry

DORA Power Assessment — 149€

A 30-minute expert call + written score and top-5 actions in 48 hours. Fully credited against any larger engagement.

See advisory options

Which Option Fits Your Institution?

Consulting delivers momentum. Resiplan keeps it running. Many clients combine both.

Consulting

Expert-led engagements: gap analysis, implementation, TLPT preparation.

Best for: one-off projects, deep expertise, urgent deadlines.
From 149 EUR
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Resiplan SaaS

Continuous DORA/GRC automation: register, incidents, vendor risk, dashboards.

Best for: day-to-day compliance, audit-readiness, scaling across subsidiaries.
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Hybrid (Best Value)

Consulting to kick-off + Resiplan to sustain. Our most popular combo.

Best for: institutions wanting expert setup then autonomy.
Discuss your needs →

How Compliant Is Your Institution?

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